Miyerkules, Marso 2, 2011

People of the Philippines vs. Lucero; G.R. No. 188705


Republic of the Philippines
SUPREME COURT
Manila
FIRST DIVISION
G.R. No. 188705               March 2, 2011
PEOPLE OF THE PHILIPPINES, Plaintiff-Appellee,
vs.
FEDERICO LUCERO, Accused-Appellant.
D E C I S I O N
VELASCO, JR., J.:
Before this Court on appeal is the Decision1 of the Court of Appeals (CA) in CA-G.R. CR-H.C. No. 00469-MIN dated December 17, 2008, which upheld the conviction of accused Federico Lucero in Criminal Case No. 10849, decided by the Regional Trial Court (RTC), Branch 30 in Tagum City on April 20, 2005.
Before the RTC, the accused was charged with the crime of Rape with Homicide in an Information dated July 31, 1997, which reads as follows:
That on or about June 7, 1997, in the Municipality of Tagum, Province of Davao, Philippines, and within the jurisdiction of this Honorable Court, the above-named accused, by means of force and intimidation, armed with a knife, did then and there willfully, unlawfully and feloniously have carnal knowledge of AAA,2 an eighteen (18) year old girl, against her will, and on the occasion of said rape, the said accused, with intent to kill, did then and there willfully, unlawfully and feloniously attack, assault and stab the said AAA, thereby inflicting upon her wounds which caused her death, and further causing actual, moral and compensatory damages to the heirs of the victim.
CONTRARY TO LAW.3
On October 14, 1997, the accused, with the assistance of counsel, pleaded "not guilty" at his arraignment.4
The Case for the Prosecution
The prosecution presented Alejandro Jao (Jao); Anastacio Langgoy (Langgoy); Police Officer 2 Galileo Gurrea (PO2 Gurrea); Dr. Ricardo M. Rodaje (Dr. Rodaje), National Bureau of Investigation (NBI) Medico-Legal Officer; and Dimpna D. Bermejo-Dulay (Dulay), NBI Regional Chemist as witnesses.
Jao, Purok Leader of XXX in Tagum, Davao del Norte, testified that on June 6, 1997, at around 11:00 p.m., he saw the accused and a certain Digoy Tewok drinking outside the Olympic Battery Shop, along the National Highway, where the accused was employed as a cook. He noticed that the accused was wearing green short pants.5 About 10 meters from where the accused was drinking, Jao saw the victim, AAA, a certain May Laribas, and his daughter looking at pictures in an album, inside the purok hut.6 He then told his daughter and her companions to go home, as there were people drinking in the area, especially since he knew that the accused was attracted to AAA. His daughter and her companions left after that, and Jao and his wife slept in their store.7
At around 2 o’clock the next morning, Jao was awakened by his daughter’s shouting that someone had entered the room of AAA. He went outside the store and saw his daughter coming from the direction of AAA’s house, followed by the accused being chased by a neighbor, Langgoy. Jao’s daughter pushed him inside the store, and then the accused, wearing only white briefs, with something covering the top of his head, ran by, at a distance of six feet. The area was lighted by a 40-watt fluorescent lamp, which was about seven meters from accused. Jao did not join the chase, and instead went to check on AAA. AAA’s uncle, BBB, also went into her house and shouted that AAA had a stab wound on her breast.8 AAA was then brought to the Tagum Doctors Hospital where she was declared "dead on arrival."
At 3:00 a.m. on June 7, 1997, Jao saw the accused come out of the Patalinghug Funeral Homes, after which he proceeded to his room in his place of work. Jao said that the accused was barefoot, his feet were muddy, and he wore the same green short pants Jao saw him wearing the night before.9 Later on, Jao peeped through a hole in the wall of the room of the accused, and he saw the latter washing his green short pants, all the while looking in different directions. At 11 o’clock that morning, in the Olympic Battery Shop, Jao, along with the police, saw scratches on the back of the accused when he took off his shirt. Half an hour later, Jao accompanied the police and a radio reporter to the room of the accused, where upon questioning, the accused said that the knife he used in killing AAA was at the left side of his bed’s headboard. Jao recovered the knife, which he later identified during his testimony in court.10
Langgoy testified that, at around 2:30 a.m. on June 7, 1997, he was awakened by a voice calling for help, and that it was from AAA, who lived five meters from his house.11 He rushed to her house, but when he tried to enter it, his hands were held by someone inside, so he stepped back. Then someone came out of the house, and Langgoy identified him as the accused, Lucero, who was clad only in his underwear, with his green short pants covering the top of his head and his forehead. Langgoy gave chase but was unable to catch the accused, so he went back to the house of the victim, who had by that time been brought to the hospital. Langgoy claimed to have recognized the accused by the light of the 40-watt fluorescent lamp nearby. He was also familiar with the accused and his particular green shorts, since they were close neighbors, with their houses being only four meters apart.12
PO2 Gurrea testified that at 8:00 a.m. on June 7, 1997, he was told to investigate an incident at XXX, Tagum, Davao del Norte. When he got to the area, the people he interviewed told him that there had been a commotion in AAA’s house, and that the suspect was a short, stout, bowlegged man who wore only briefs and carried a knife. PO2 Gurrea went back to the police station, but told the witnesses to report to him at his office if they saw the suspect. At 11:00 a.m., PO2 Gurrea was told that the suspect had woken up. Along with Senior Police Officer 1 (SPO1) Judil Chavez, SPO1 Wenifredo Rivas, and SPO2 Eric Baloyo, PO2 Gurrea went to the Olympic Battery Shop and saw the accused paring vegetables. He invited the accused to the police station where the accused admitted killing AAA, but denied raping her. They then accompanied the accused back to XXX, where, in the house of the accused, he saw a bloodied white t-shirt. He asked the accused where he had placed the knife used in killing the victim, and the accused pointed to the bottom of his bed. They found the knife after turning the bed over. The accused was then told to take off his shirt, and when he did so, PO2 Gurrea and Purok Leader Jao saw scratches on the back and right thigh of the accused.13
Dr. Rodaje, NBI Medico Legal Officer, prepared the autopsy on the body of the victim, and found several stab wounds and contusions, with one stab wound penetrating the heart, causing her death.14 His examination also found hymenal lacerations, after which he performed the vaginal swabbing to see if there was still seminal fluid in the vaginal canal.15 The findings in the autopsy report indicated the following injuries:
Contusion, temporal region, left, 7.0 x 8.0 cm.
Contused-abrasions: nose, left side, 0.9 x 1.0 cm.; face, right side, 0.3 x 0.4 cm.; thigh, middle third, antero-lateral aspect, right, 9.5 x 10.0 cm.
Hematoma, frontal region, right, 2.0 x 2.4 cm.
Incised wound, hand, postero-lateral aspect, left, 4.0 cm.; palmar region, left, 2.3 cm.;
Hymenal laceration, complete at [4:00 and 7:00] position corresponding to the face of a watch, edges are edematous and with clotted blood.
STAB WOUNDS, modified by suturing and embalming.
1. Roughly spindle-shaped, 1.2 cm.; edges are clean-cut, oriented horizontally, lateral extremity is sharp, medial extremity is blunt located at the right, shoulder, 26.0 cm. above the right elbow, directed backward, downward and medially, involving the soft tissues only with an approximate depth of 3.0 cm.
2. Roughly spindle-shaped, 3.0 cm., edges are clean-cut, oriented horizontally, lateral extremity is sharp, medial extremity is blunt located at the infra-mammary region, 4.5 cm. from anterior median line, directed backward, upward, and medially, involving the soft tissues, cutting the sternum, penetrating the left ventricle with an approximate depth of 4.5 cm.
3. Roughly spindle-shaped, 1.5 cm. edges are clean-cut, oriented horizontally, lateral extremity is sharp, medial extremity is blunt. Located at the supra-mammary region, 20.0 cm. from anterior median line directed backward, upward, and laterally, involving the soft tissues only, with an approximate depth of 2.4 cm.
x x x x
CAUSE OF DEATH: STAB WOUNDS16
He then submitted the swab specimen to Dulay, NBI Regional Chemist, who found the specimen positive for the presence of seminal stains.17
The Case for the Defense
The accused testified in his defense, saying that he had been a resident of XXX, Tagum, Davao del Norte since February 2, 1997, and that he had been invited by the police for questioning at 11:00 a.m. on June 7, 1997.18 He had been slicing ampalaya in the kitchen when the police arrived, and when he asked what they wanted with him, he was told to just accompany them to the police station. He put down his knife, but PO2 Gurrea picked it up, and then the accused was brought to the police station. He was handcuffed and brought to the comfort room where he was told that if he did not admit to killing AAA, he would be beaten to death. He was also subjected to electric shock. He then confessed to the killing, even if he did not commit the crime. The accused stated that he was not informed of his right to remain silent or to be assisted by counsel. After his confession, he was mauled by AAA’s brother and father. He was then brought back to his rented room, which PO2 Gurrea searched, finding a knife which he brought back to the police station, along with the accused. The accused was then locked in a prison cell where the other prisoners beat him up. The next day, he was visited by his elder brother, Dionisio Lucero, to whom he said that he wanted to be medically examined, but Dionisio was told by the police not to interfere in the case.19
Dionisio testified that he visited his brother, the accused, on June 8, 1997, and noticed that his brother’s face was swollen. The accused told him to go to the Chief of Police so that Dionisio could bring him to a doctor, but Dionisio was not allowed to do so, and instead went home. On cross-examination, Dionisio testified that he did not believe his brother was tortured.20
The Ruling of the Trial Court
The trial court found that there was no proof of maltreatment or torture on the part of the police to elicit the confession of the accused. It further held that enough circumstantial evidence was presented to prove the guilt of the accused.
After deliberating upon the evidence, the trial court rendered its Decision finding the accused guilty in Criminal Case No. 10849, the dispositive portion of which reads:
In View Of All The Foregoing, the Court finds accused Federico Lucero guilty beyond reasonable doubt of the crime of Rape with Homicide and he is hereby sentenced to suffer the penalty of DEATH and to pay the heirs of the victim AAA P75,000.00 civil indemnity; P50,000.00 moral damages and P25,000.00 exemplary damages.
Conformably with the Decision promulgated on 7 July 2004 in G.R. No. 147678-87, entitled People [v.] Efren Mateo y Garcia, upon finality of this Decision, let all the pertinent records of this case be forthwith forwarded to the Court of Appeals, Cagayan de Oro City for intermediate review.
SO ORDERED.21
The Ruling of the Appellate Court
In his appeal to the CA, the accused questioned the identification of him made by witnesses Jao and Langgoy, and assailed the trial court’s appreciation of the allegedly illegally-obtained evidence.
The CA found that enough circumstantial evidence was present to convict the accused. Even so, it held that the extrajudicial confession made by the accused to PO2 Gurrea was inadmissible since the accused was deprived of his right to counsel when he was questioned. The bloodied shirt and knife that were found in the room of the accused were also held to be inadmissible, being "fruits of the poisonous tree."22 The CA followed the trial court in finding that there was no proof of maltreatment or torture, and that the brother of the accused did not believe the allegations of torture.23
Even as the CA upheld the accused’s conviction, it found it proper to modify the award of damages. The amount of the award of civil indemnity was increased to PhP 100,000 and that of moral damages increased to PhP 75,000, in line with current judicial policy. Temperate damages were awarded, as there was no proof of the actual amount of loss. The dispositive portion of the CA decision reads as follows:
WHEREFORE, premises considered, the Decision dated April 20, 2005 of the Regional Trial Court, 11th Judicial Region, Branch 30, Tagum City, in Criminal Case No. 10849, is hereby AFFIRMED with MODIFICATIONS. As modified, appellant is hereby SENTENCED to suffer the penalty of reclusion perpetua with no possibility of parole. He is ORDERED to indemnify the heirs of AAA the amounts of P100,000.00 as civil indemnity; P75,000.00 as moral damages; P25,000.00 as temperate damages; and P25,000.00 as exemplary damages. Costs against appellant.
SO ORDERED.24
Hence, we have this appeal.
The Ruling of this Court
In his appeal, Lucero questions the positive identification made by witnesses Jao and Langgoy. He insists that the witnesses were unable to see the face of the perpetrator, and identification was made solely on the basis of the green short pants worn by the suspect. He also claims that Jao did not immediately report the identity of the perpetrator to the police, and that this casts doubt on the witness’ credibility. In his defense, he also claims that a DNA test should have been done to match the spermatozoa found in the victim’s body to a sample taken from him, and that since no DNA test was done, he cannot be linked to the crime.
The appeal is without merit.
The CA correctly disregarded the confession by accused-appellant Lucero, as well as the evidence gained by searching his room.
Among the evidence considered by the RTC during the trial were a blood-stained white t-shirt and knife found in the room of accused-appellant. However, these items were the result of a search conducted after accused-appellant had been questioned without the presence of counsel, nor had accused-appellant been apprised of his rights.
The testimony of PO2 Gurrea is quite informative:
Q It was you who conducted the investigation?
A Yes, sir.
x x x x
Q When you investigated the accused, you did not inform the accused that he had the right to remain silent? Did you?
A No, sir. We did not inform him of his right, but we directly questioned him.
Q And also, you did not inform the accused that whatever he would answer to your question that he would give will be used against him in the court of law? Did you?
A I did not tell him.
Q And also, you did not inform the accused at that time that he would have the right to get counsel of his own choice?
A We did not inform him.
Q And also, you did not inform the accused that he would have the right not to be compelled to answer any of your question? Did you?
A No, sir. When we asked, he immediately answered the question.25
Accused-appellant was not informed of his rights, nor was there a waiver of said rights. Thus, the information elicited is inadmissible, and the evidence garnered as the result of that interrogation is also inadmissible. This parallels Aballe v. People,26 wherein the accused in that case was questioned without the presence of counsel, and later produced the weapon used in killing the victim, also making an extrajudicial confession admitting his guilt. In that particular case, it was held, "Together with the extrajudicial confession, the fatal weapon is but a fruit of a constitutionally infirmed interrogation and must consequently be disallowed."27
It is clear that the questioning of accused-appellant was made in violation of Section 12(1), Article III of the 1987 Constitution, which reads:
Any person under investigation for the commission of an offense shall have the right to be informed of his right to remain silent and to have competent and independent counsel preferably of his own choice. If the person cannot afford the services of counsel, he must be provided with one. These rights cannot be waived except in writing and in the presence of counsel.
Thus, the trial court erred in considering the knife and bloodied t-shirt when they are inadmissible, which is what the CA correctly concluded.
But even if the confession and evidence gathered as a result of it are disregarded, the evidence that remains still supports the result of the conviction of accused-appellant.
Here, there are no direct witnesses to the crime. But even if no one saw the commission of the crime, accused-appellant may still be pinned down as the perpetrator. As held in Salvador v. People:
Direct evidence of the crime is not the only matrix wherefrom a trial court may draw its conclusion and finding of guilt. The rules of evidence allow a trial court to rely on circumstantial evidence to support its conclusion of guilt. Circumstantial evidence is that evidence which proves a fact or series of facts from which the facts in issue may be established by inference. At times, resort to circumstantial evidence is imperative since to insist on direct testimony would, in many cases, result in setting felons free and deny proper protection to the community.28
In this particular case, with this particular crime, it is the circumstantial evidence that comes into play to reach a conclusion. In People v. Pascual, it was held:
It is settled that in the special complex crime of rape with homicide, both the rape and the homicide must be established beyond reasonable doubt. In this regard, we have held that the crime of rape is difficult to prove because it is generally unwitnessed and very often only the victim is left to testify for herself. It becomes even more difficult when the complex crime of rape with homicide is committed because the victim could no longer testify. Thus, in crimes of rape with homicide, as here, resort to circumstantial evidence is usually unavoidable.29
Under Sec. 4, Rule 133 of the Rules of Court, circumstantial evidence shall be sufficient for conviction when the following requisites are complied with: (1) there is more than one circumstance; (2) the facts from which the inferences are derived are proved; and (3) the combination of all the circumstances is such as to produce a conviction beyond reasonable doubt.
Salvador also held:
All the circumstances must be consistent with one another, consistent with the hypothesis that the accused is guilty, and at the same time inconsistent with the hypothesis that he is innocent. Thus, conviction based on circumstantial evidence can be upheld, provided that the circumstances proven constitute an unbroken chain which leads to one fair and reasonable conclusion that point to the accused, to the exclusion of all others, as the guilty person.30
Setting aside the knife and the bloodied t-shirt recovered from the room of accused-appellant, the CA and the RTC relied on several circumstances to justify the conviction, to wit:
(1) On June 6, 1997, at around 11:00 p.m., Jao saw accused-appellant, wearing green short pants, and a certain Digoy Tewok drinking outside the Olympic Battery Shop.
(2) On June 7, 1997, at around 2:00 a.m., Jao saw his daughter coming from the direction of AAA’s house, followed by accused-appellant, who was being chased by Langgoy. Accused-appellant wore white briefs with something covering his head. Jao recognized accused-appellant from a distance of six feet, and the lighting came from a 40-watt fluorescent lamp about seven meters away from accused-appellant.
(3) At around 3:00 a.m. on June 7, 1997, Jao saw accused-appellant come out of the Patalinghug Funeral Homes and proceed to his place of employment. Accused-appellant was barefoot, his feet were muddy, and he wore the same green short pants he had been wearing the night before. Accused-appellant also asked for water since he was thirsty.
(4) Sometime in the morning of June 7, 1997, through a hole in the wall of the room of accused-appellant, Jao saw accused-appellant washing his green short pants, seemingly restless and wary.
(5) At around 11:00 a.m. on June 7, 1997, Jao saw scratches on the back and right thigh of accused-appellant, after accused-appellant was told to take his shirt off by the police.
(6) Langgoy was awakened by a voice calling for help, and he recognized the voice as that of AAA. When he went to AAA’s house, which was five meters from his, and tried to enter it, his hands were held by someone inside the house. When he stepped back, and the one who had held his hands came out, Langgoy recognized the person as accused-appellant, who was wearing only briefs and with green short pants covering his head. Langgoy gave chase, but was unable to catch him.
(7) Langgoy positively identified accused-appellant by the light of a 40-watt fluorescent lamp nearby, and was familiar with accused-appellant as they were neighbors, with their houses only four meters apart.
(8) A post-mortem examination of AAA’s body revealed that she had had sexual intercourse, as found by NBI Medico-Legal Officer Dr. Rodaje. Dr. Rodaje found hymenal lacerations on AAA’s hymen at 4 o’clock and 7 o’clock positions, with the edges of the hymen being swollen and with clotted blood. The conclusion that AAA had had sexual intercourse was supported by the findings of NBI Regional Chemist Dulay, from a vaginal swabbing from AAA that gave positive results for seminal stains.
The aforementioned circumstances lead to the inescapable conclusion that accused-appellant is guilty.
Positive identification of accused-appellant was made by Langgoy, and he remained unshaken in his testimony, even under cross-examination. He related his version of the events of June 7, 1997, as follows:
Q At about 2:30 in the morning of June 7, 1997, please tell the Court where you were and what were you doing?
A I was sleeping at that particular time.
Q In that house which you said situated at [XXX]?
A Yes, sir.
Q While sleeping, tell us if anything transpired?
A During that time and date, somebody called-up for help.
Q Where did that voice come from, if you know?
A The voice came from the residence of [AAA].
x x x x
Q What did you do immediately after hearing that voice shouting for help?
A I immediately ran to the door of the house of [AAA] and I noticed that somebody held my two hands.
Q What did you do at the door of the house of [AAA]?
A I wanted to open the door so that I can help her, but I cannot enter.
x x x x
Q You said that you noticed somebody was touching your hand when you were trying to open the door of [AAA]’s house, what happened after that?
A When I stepped backward, somebody was rushing out of the house and ran away.
Q What made you [step] backward since your intention was to get inside the house?
A I stepped backward because somebody held my hands.
x x x x
Q Alright, you said that somebody went out of the house of [AAA] passing that door in which you wanted to get entrance, what did you do after that?
A I chased the person who went out of the door.
Q What did you do when you were following that person? Were you walking or running?
A I ran, sir.
Q To what direction did that person go?
A Towards [XXX], sir.
Q What can you say on the visibility of that place of that path where that person was running and when you were chasing?
A There was a portion of the path which was lighted and there was also a portion which was dark.
Q Since you said that there was a portion of that path which was lighted, tell us if you can describe to the Court the build or attire of that person?
A I observed that the person whom I chased was robust, no clothing except his brief and with a green short pants placed on his head.
Q What kind of short pants, if you can tell us, that was placed on his head?
A Colored green short pants which is usually being used by basketball players.
Q Can you tell us who that person was?
A He was Lucero.
Q What made you conclude that it was Federico Lucero, the person you chased from inside the house of [AAA]?
A I positively identified that it was Federico Lucero, even if I have not seen his face, because he was wearing that green short pants and he, being bowlegged.
Q You described to the Court the colored green short pants that was placed on his head; tell us if that was the first time you saw that short pants.
A I often saw him wearing that green short pants.
Q Where had you been seeing Federico Lucero usually wear that green short pants, which you said placed on his head?
A I always saw him wearing that short pants almost everyday, because we were just neighbors.31
During cross-examination, Langgoy was steadfast in his identification of accused-appellant as the person he chased, in spite of the attempts of the defense to shake him.
The defense claims that Langgoy admitted that he was unable to see the face of accused-appellant, as it was covered by the short pants. Langgoy’s testimony under cross-examination belies that.1avvphi1 His clarification reads as follows:
Q Did he cover a part of his face?
A On the part of the head.
Q Did he cover his face?
A Yes, sir.
Q Which part of his face was covered?
A Only his forehead.
Q Forehead?
A His forehead, sir.
x x x x
Q Are you telling us that you saw the green short pants covering his face, aren’t you?
A Yes, sir.
Q But you did not see the face?
A I saw him only once. After that, he ran away.
Q Are you telling us that you saw the face of the accused only once?
A Yes, sir.
Q Do you remember that you testified on direct-examination that you did not see the face? Do you still remember that?
A I did not say that I did not see his face. I was not asked that question.32
Langgoy’s testimony was that he saw the face of accused-appellant once, at the time when the short pants covered the top of the perpetrator’s face, as well as his forehead. At no time during direct examination was the witness asked if he saw Lucero’s face. Langgoy made no categorical statement that he had not seen the face of accused-appellant, contrary to what the defense has stated. As to his statement during direct examination, "even if I have not seen his face,"33 which the defense latched onto as an admission, it cannot be interpreted to mean that he could not recognize the person he chased. In the context of Langgoy’s testimony, it means that he could rely on other familiar characteristics for identification, namely the bowleggedness and the green short pants, that it was not necessary for him to see the person’s face to identify him. Add to that Langgoy’s maintaining that accused-appellant was the perpetrator, and his clarifying description of the person he chased, there was indeed positive identification.
Langgoy’s testimony dovetails with that of Jao, and serves to identify accused-appellant as the one who ran from AAA’s house. Their descriptions of the man they saw running away match, even if Langgoy was the only one who saw accused-appellant’s face. Their testimonies place accused-appellant at the scene of the crime, and pinpoint him as the person leaving the house where AAA’s body was found. This identification, along with the condition and actuations of accused-appellant after AAA’s body was found, indicates that accused-appellant was the one who raped and killed AAA.
Even as the circumstances lead to the inevitable conclusion that accused-appellant committed the crime, he claims that since spermatozoa was found on the deceased, a DNA test should have been conducted by the prosecution so as to erase all doubts as to the identity of the perpetrator.
It is not for accused-appellant to determine which evidence or testimony the prosecution should present. In Loguinsa, Jr. v. Sandiganbayan (5th Division), the Court stated, "Section 5, Rule 110 of the Revised Rules on Criminal Procedure expressly provides that all criminal action shall be prosecuted under the direction and control of the fiscal and what prosecution evidence should be presented during the trial depends solely upon the discretion of the prosecutor."34 The DNA test is not essential, while there exists other evidence pinning down accused-appellant as the perpetrator. Indeed, if he honestly thought that the DNA test could have proved his innocence, he could have asked for the conduct of said test during his trial, instead of belatedly raising it on appeal, and attempting to dictate upon the prosecution what course of actions it should have undertaken.
In support of his argument, accused-appellant would debunk the identification by witnesses by citing People v. Faustino, which stated:
The identification of an accused by an eyewitness is a vital piece of evidence and most decisive of the success or failure of the case for the prosecution. But even while significant, an eyewitness identification, which authors not infrequently would describe to be "inherently suspect," is not as accurate and authoritative as the scientific forms of identification evidence like by fingerprint or by DNA testing.35 x x x
While a DNA test might have been more conclusive, the cited case did not mandate DNA testing in place of eyewitness testimony. In that particular case, scientific forms of identification were held to be preferable over eyewitness testimony, as pictures of the accused were what were presented for identification, so the testimony of the witness was tainted. The holding of a DNA test was never in issue.
In his defense, accused-appellant claims to have been sleeping in the early hours of June 7, 1997.36 He was awakened by the cry of AAA’s aunt at 4:00 a.m.37 He then went to AAA’s house and listened to people around the area talking about who might have killed AAA.38 He says that he later went to work and was at work when the police arrived and invited him to the police station.39
Accused-appellant denies that he committed the crime, and offers up his version of events. He was unable to present any corroborating witnesses to testify that he did, indeed, go to AAA’s house after the crime was committed. All accused-appellant presented is his bare denial that he committed the crime. In People v. Alarcon, We held, "Denial, if unsupported by clear and convincing evidence, is negative and self-serving evidence, which deserves no weight in law and cannot be given greater evidentiary value over the testimonies of credible witnesses who testify on affirmative matters."40
The witnesses Jao and Langgoy testified that accused-appellant was the person they saw leaving the scene of the crime. There is no reason for them to falsely identify accused-appellant, no motive presented for them to lie. In People v. Bringas, We held, "As a rule, absent any evidence showing any reason or motive for prosecution witnesses to perjure, the logical conclusion is that no such improper motive exists, and their testimonies are thus worthy of full faith and credit."41 In the same case, We also stated, "In fine, when the credibility of witnesses is in issue, the trial court’s assessment is accorded great weight unless it is shown that it has overlooked a certain fact or circumstance of weight which the lower court may have overlooked, misunderstood or misappreciated and which, if properly considered, would alter the results of the case."42 No facts or circumstances of substance were presented that the trial court overlooked, misunderstood, or misappreciated, which would necessitate a review of the findings of fact.
The elements of rape with homicide are present. Art. 335 of the Revised Penal Code, as amended by Republic Act No. (RA) 7659, reads as follows:
Art. 335. When and how rape is committed.¾Rape is committed by having carnal knowledge of a woman under any of the following circumstances:
1. By using force or intimidation;
2. When the woman is deprived of reason or otherwise unconscious; and
3. When the woman is under twelve years of age or is demented.
The crime of rape shall be punished by reclusion perpetua.
x x x x
When by reason or on the occasion of the rape, a homicide is committed, the penalty shall be death.
x x x x
People v. Villarino held, "In the special complex crime of rape with homicide, the following elements must concur: (1) the appellant had carnal knowledge of a woman; (2) carnal knowledge of a woman was achieved by means of force, threat or intimidation; and (3) by reason or on occasion of such carnal knowledge by means of force, threat or intimidation, the appellant killed a woman."43
The prosecution was able to prove that accused-appellant had carnal knowledge of the victim, as per the post-mortem findings of Dr. Rodaje and the vaginal swabbings examined by NBI Regional Chemist Dulay. Dr. Rodaje found hymenal lacerations from his examination of AAA’s body. In People v. Payot, Jr., it was held, "Hymenal lacerations, whether healed or fresh, are the best evidence of forcible defloration."44 Dulay’s findings that there were seminal stains serve to bolster the conclusion that rape was committed.
As to the presence of force or intimidation, the several injuries and stab wounds suffered by AAA are mute but eloquent statements of the violence inflicted upon her, resulting in her death. Thus, the elements of the crime of rape with homicide are all present.
The RTC correctly convicted accused-appellant of the crime of rape with homicide, which, at the time of the offense, was penalized under Art. 335 of the Code, before it was amended by RA 8353, the Anti-Rape Law of 1997, and was punishable by death. The CA correctly modified the penalty in accordance with Sec. 2 of RA 9346 or "An Act Prohibiting the Imposition of Death Penalty in the Philippines," said section reading as follows:
SEC. 2. In lieu of the death penalty, the following shall be imposed.
(a) the penalty of reclusion perpetua, when the law violated makes use of the nomenclature of the penalties of the Revised Penal Code; or
(b) the penalty of life imprisonment, when the law violated does not make use of the nomenclature of the penalties of the Revised Penal Code.
The penalty meted out was thus reduced to reclusion perpetua. Furthermore, Sec. 3 of RA 9346 provides, "Persons convicted of offenses punished with reclusion perpetua, or whose sentences will be reduced to reclusion perpetua, by reason of this Act, shall not be eligibile for parole under Act No. 4103, known as the Indeterminate Sentence Law, as amended."
The CA was correct in modifying the penalty, in accordance with the law.
As to the award of damages, the RTC ordered accused-appellant to pay the heirs of AAA PhP 75,000 as civil indemnity, PhP 50,000 as moral damages, and PhP 25,000 as exemplary damages. The award of damages was modified by the CA, with PhP 100,000 as civil indemnity, PhP 75,000 as moral damages, and PhP 25,000 retained as exemplary damages. In addition, the CA awarded PhP 25,000 as temperate damages.
In line with current jurisprudence,45 We reduce the award of civil indemnity to PhP 75,000 and maintain the award of PhP 75,000 as moral damages, but increase the award of exemplary damages to PhP 30,000. The award of temperate damages is proper, following Art. 2224 of the Civil Code, which states, "Temperate or moderate damages, which are more than nominal but less than compensatory damages, may be recovered when the court finds that some pecuniary loss has been suffered but its amount can not, from the nature of the case, be proved with certainty."
Furthermore, the damages assessed in this case shall be subject to interest at six percent (6%).46
WHEREFORE, the CA Decision dated December 17, 2008 in CA-G.R. CR-H.C. No. 00469-MIN is AFFIRMED with MODIFICATION as to the damages. Accused-appellant Federico Lucero is ordered to indemnify the heirs of AAA the amounts of PhP 75,000 as civil indemnity; PhP 75,000 as moral damages; PhP 25,000 as temperate damages; and PhP 30,000 as exemplary damages, all with interest at the legal rate of six percent (6%) per annum from the finality of this Decision until fully paid.
SO ORDERED.
PRESBITERO J. VELASCO, JR.
Associate Justice
WE CONCUR:
RENATO C. CORONA
Chief Justice
Chairperson
TERESITA J. LEONARDO-DE CASTRO
Associate Justice
MARIANO C. DEL CASTILLO
Associate Justice
JOSE PORTUGAL PEREZ
Associate Justice
C E R T I F I C A T I O N
Pursuant to Section 13, Article VIII of the Constitution, I certify that the conclusions in the above Decision had been reached in consultation before the case was assigned to the writer of the opinion of the Court’s Division.
RENATO C. CORONA
Chief Justice

Footnotes
1 Penned by Associate Justice Elihu A. YbaƱez and concurred in by Associate Justices Romulo V. Borja and Mario V. Lopez.
2 In accordance with Sec. 44 of Republic Act No. 9262, the Anti-Violence Against Women and Their Children Act of 2004, and Sec. 63, Rule XI of the Implementing Rules and Regulations of said Act, which mandate confidentiality, the real name of the victim is withheld to protect her privacy, and fictitious initials are used. The personal circumstances or any other information tending to establish or compromise the identity of the victim, as well as those of the victim’s immediate family or household members, shall not be disclosed. See also Sec. 40 of A.M. No. 04-10-11-SC, known as the "Rule on Violence Against Women and Their Children," effective November 5, 2004; and People v. Cabalquinto, G.R. No. 167693, September 19, 2006, 502 SCRA 419.
3 Records, p. 1.
4 Id. at 32.
5 Id. at 320.
6 Id. at 320-321.
7 Id. at 321.
8 Id.
9 Id.
10 Id. at 322.
11 Id.
12 Id. at 323.
13 Id. at 324.
14 Id. at 328.
15 Id. at 329.
16 Id. at 18.
17 Id. at 330.
18 Id. at 331.
19 Id. at 332.
20 Id. at 333.
21 Id. at 347.
22 Rollo, p. 20.
23 Id. at 20-21.
24 Id. at 29.
25 TSN, November 13, 1998, pp. 36-37.
26 G.R. No. 64086, March 15, 1990, 183 SCRA 196.
27 Id. at 202.
28 G.R. No. 164266, July 23, 2008, 559 SCRA 461, 469-470.
29 G.R. No. 172326, January 19, 2009, 576 SCRA 242, 251-252.
30 Supra note 28, at 470.
31 TSN, February 5, 1999, pp. 6-10.
32 TSN, March 5, 1999, pp. 7-8.
33 TSN, February 5, 1999, p. 10.
34 G.R. No. 146949, February 13, 2009, 579 SCRA 161, 170.
35 G.R. No. 129220, September 6, 2000, 339 SCRA 718, 739.
36 TSN, February 7, 2000, p. 6.
37 Id. at 8.
38 Id. at 9-10.
39 Id. at 11-12.
40 G.R. No. 177219, July 9, 2010, 624 SCRA 678, 690.
41 G.R. No. 189093, April 23, 2010, 619 SCRA 481, 502-503.
42 Id. at 506-507.
43 G.R. No. 185012, March 5, 2010, 614 SCRA 372, 382.
44 G.R. No. 175479, July 23, 2008, 559 SCRA 609, 619.
45 People v. Combate, G.R. No. 189301, December 15, 2010.
46 See People v. Tubongbanua, G.R. No. 171271, August 31, 2006, 500 SCRA

Central Luzon Drug Corporation vs. Commissioner of Internal Revenue; G.R. No. 181371


Republic of the Philippines
SUPREME COURT
Manila
FIRST DIVISION
G.R. No. 181371               March 2, 2011
CENTRAL LUZON DRUG CORPORATION, Petitioner,
vs.
COMMISSIONER OF INTERNAL REVENUE, Respondent.
R E S O L U T I O N
DEL CASTILLO, J.:
When an appeal is withdrawn, the assailed decision becomes final and executory.
For Resolution is the Motion to Withdraw1 filed by petitioner Central Luzon Drug Corporation, praying for the dismissal of the instant case without prejudice.
Factual Antecedents
Petitioner is a duly registered corporation engaged in the retail of medicines and other pharmaceutical products.2It operates 22 drugstores located in Central Luzon under the business name and style of "Mercury Drug."3
On April 13, 2005, petitioner filed with respondent Commissioner of Internal Revenue (CIR) a request for the issuance of a tax credit certificate in the amount of P32,170,409, representing the 20% sales discounts allegedly granted to senior citizens for the year 2002.4
On April 14, 2005, petitioner filed with the Court of Tax Appeals (CTA) a Petition for Review5 which was docketed as CTA Case No. 7206 and raffled to the First Division of the CTA.
On July 23, 2007, the First Division of the CTA rendered a Decision6 denying petitioner’s claim for insufficiency of evidence. The pertinent portion of the Decision reads:
Under petitioner’s Annual ITR and audited financial statements, it had gross sales amounting to P674,877,125.00. However, the Court cannot ascertain from the documents submitted by petitioner such as Schedule of Sales (net), Schedule of Prepaid Tax-OSCA, and Special Record Books for the year 2002, whether its gross sales ofP674,877,125.00 included its gross sales to senior citizens of P26,681,354.59. The Schedule of Prepaid Tax-OSCA, taken from the Special Record Books, showed its daily sales to qualified senior citizens and the corresponding twenty percent (20%) discount granted by each of the twenty-two branches of petitioner. Meanwhile, the Schedule of Sales showed only its total monthly sales without indicating which portion therein were sales to senior citizens. Petitioner should have presented its daily net sales as reflected in the general ledger, cash receipt books, sales book or any other document whereby the Court can trace or verify that petitioner’s gross sales of P674,877,125.00 for the year 2002 included its gross sales to senior citizens for the same year.
In sum, though the twenty percent (20%) sales discounts granted to senior citizens on their purchase of medicines should be treated as a tax credit and petitioner was able to substantiate the same, the instant petition will not prosper for petitioner’s failure to show that its gross sales to senior citizens were declared as part of its taxable income.
IN VIEW OF THE FOREGOING, the subject Petition for Review is hereby DENIED for insufficiency of evidence.
SO ORDERED.7
Aggrieved, petitioner moved for reconsideration8 but the First Division of the CTA denied the same in a Resolution9 dated September 12, 2007.
On October 3, 2007, petitioner filed a Motion for Extension of Time to File Petition for Review on Certiorari10 with the CTA En Banc.
On October 19, 2007, petitioner filed with the CTA En Banc a Petition for Review,11 docketed as CTA En BancCase No. 316.
On December 4, 2007, the CTA En Banc resolved to deny due course, and accordingly, dismissed the Petition for Review for failure of petitioner to attach a Verification, a Certification of Non-Forum Shopping, as well as a Special Power of Attorney and a Secretary’s Certificate, authorizing petitioner’s counsel to file the Petition for Review.12
Petitioner sought reconsideration,13 arguing that the Petition for Review was sufficient in form because the Verification and Certification of Non-Forum Shopping was already attached to the Motion for Extension of Time to File Petition for Review on Certiorari. Petitioner submitted a Secretary’s Certificate to show that Mr. Jacinto J. Concepcion was authorized by petitioner to sign the Verification attached to the Motion for Extension of Time to File Petition for Review on Certiorari.
On January 17, 2008, the CTA En Banc denied reconsideration. It said:
The Court resolves to deny the Motion for Reconsideration.
The Verification and Certification of Non-Forum Shopping dated October 2, 2007 attached to petitioner’s Motion for Extension of Time cannot replace the Verification and Certification of Non-Forum Shopping required to be attached to the Petition for Review as this would contravene the very purpose for which it is required. It is well to note that in the Verification and Certification of Non-Forum Shopping dated October 2, 2007, the affiant declared under oath, among others, that he has read the contents of the Petition and that they are true and correct of his own knowledge and belief; and that petitioner has not commenced any other action or proceeding involving the same issues in the Supreme Court, the Court of Appeals, or any other tribunal or agency and that there is no such action or proceeding pending in the Supreme Court, the Court of Appeals, or any other tribunal or agency. For this reason, the same cannot be used in the Petition for Review dated October 18, 2007 as the affiant could not have read the Petition as it was not yet prepared at the time he executed the Verification and Certification of Non-Forum Shopping on October 2, 2007. It may not be amiss to stress that verification is required to secure an assurance that the allegations of the petition have been made in good faith, or are true and correct and not merely speculative.
Moreover, the subsequent filing of a Secretary’s Certificate serves no purpose as the instant Petition is not verified and does not contain a Certification of Non-Forum Shopping required by Section 2 of Rule 6 of the Revised Rules of the Court of Tax Appeals.
As the Supreme Court has said: "[o]bedience to the requirements of procedural rules is needed if we are to expect fair results therefrom, and utter disregard of the rules cannot justly be rationalized by harking on the policy of liberal construction. Time and again, the Supreme Court has strictly enforced the requirement of verification and certification of non-forum shopping under the Rules of Court."
As a final note, the Court finds it necessary to reiterate that under prevailing procedural rules and jurisprudence, non-compliance with these requirements is a sufficient ground for the dismissal of the petition.
WHEREFORE, the Motion for Reconsideration is hereby DENIED for lack of merit.
SO ORDERED.14
This prompted petitioner to file before us a Petition for Review on Certiorari15 under Rule 45 of the Rules of Court to set aside the Resolutions16 dated December 4, 2007 and January 17, 2008 of the CTA En Banc.
In response, comments17 were filed by the respondent and the Office of the Solicitor General (OSG), as counsel for respondent.
However, instead of filing a reply to the comments, petitioner filed a Motion to Withdraw, praying that the case be dismissed without prejudice. According to petitioner, the amount of tax credit being claimed for 2002 would just be included in its future claims for issuance of a tax credit certificate since the said amount was carried over to its 2003 Income Tax Return (ITR).18
The OSG does not oppose the Motion to Withdraw. However, citing Section 2,19 Rule 17 of the Rules of Court, the OSG argues that the withdrawal of the instant case is no longer a matter of right on the part of petitioner, but is discretionary upon the Court.20 The OSG also calls attention to the failure of Mr. Jacinto J. Conception, the person who signed the Verification and Certification of Non-forum Shopping, to exhibit before the notary public a valid Identification Card.21 The OSG insists that such failure renders the instant Petition defective.22 Thus, it should be dismissed with prejudice.23
Our Ruling
We grant the Motion to Withdraw.
Section 1, Rule 13 of the Internal Rules of the Supreme Court24 provides that "[a] case shall be deemed submitted for decision or resolution upon the filing of the last pleading, brief, or memorandum that the Court or its Rules require." In the instant case, records show that on August 19, 2009,25 we resolved to require petitioner to file a reply. Instead of complying, petitioner opted to file a motion to withdraw. Clearly, by requiring petitioner to file its Reply, the Court has not yet deemed the case submitted for decision or resolution. Thus, we resolve to grant petitioner’s Motion to Withdraw.
However, we agree with the OSG that the dismissal of the instant case should be with prejudice. By withdrawing the appeal, petitioner is deemed to have accepted the decision of the CTA. And since the CTA had already denied petitioner’s request for the issuance of a tax credit certificate in the amount of P32,170,409 for insufficiency of evidence, it may no longer be included in petitioner’s future claims. Petitioner cannot be allowed to circumvent the denial of its request for a tax credit by abandoning its appeal and filing a new claim. To reiterate, "an appellant who withdraws his appeal x x x must face the consequence of his withdrawal, such as the decision of the court a quo becoming final and executory."26
WHEREFORE, the Motion to Withdraw is hereby GRANTED. The Petition for Review is hereby DISMISSED and the case is hereby declared CLOSED and TERMINATED. No further pleadings or motions shall be entertained herein. Let an entry of judgment in this case be made in due course.
SO ORDERED.
MARIANO C. DEL CASTILLO
Associate Justice
WE CONCUR:
RENATO C. CORONA
Chief Justice
Chairperson
PRESBITERO J. VELASCO, JR.
Associate Justice
TERESITA J. LEONARDO-DE CASTRO
Associate Justice
JOSE PORTUGAL PEREZ
Associate Justice
C E R T I F I C A T I O N
Pursuant to Section 13, Article VIII of the Constitution, it is hereby certified that the conclusions in the above Resolution had been reached in consultation before the case was assigned to the writer of the opinion of the Court’s Division.
RENATO C. CORONA
Chief Justice

Footnotes
1 Rollo, pp. 107-110.
2 Id. at 11.
3 Id.
4 Id. at 38.
5 Id.
6 Id. at 37-45.
7 Id. at 43-44.
8 Id. at 46-51.
9 Id. at 52-54.
10 Id. at. 24-27.
11 Id. at 28-36.
12 Id. at 56-57.
13 Id. at 58-61.
14 Id. at 63-64.
15 Id. at 10-65, with Annexes "A" to "E," inclusive.
16 Id. at 55- 57 and 62-65.
17 Id. at 76-84 and 92-104.
18 Id. at 107.
19 SEC. 2. Dismissal upon motion of plaintiff. — Except as provided in the preceding section, a complaint shall not be dismissed at the plaintiff's instance save upon approval of the court and upon such terms and conditions as the court deems proper. If a counterclaim has been pleaded by a defendant prior to the service upon him of the plaintiff’s motion for dismissal, the dismissal shall be limited to the complaint. The dismissal shall be without prejudice to the right of the defendant to prosecute his counterclaim in a separate action unless within fifteen (15) days from notice of the motion he manifests his preference to have his counterclaim resolved in the same action. Unless otherwise specified in the order, a dismissal under this paragraph shall be without prejudice. A class suit shall not be dismissed or compromised without the approval of the court.
20 Rollo, p. 126.
21 Id. at 127-128.
22 Id.
23 Id. at 128.
24 A.M. No. 10-4-20-SC.
25 Rollo, p. 106.
26 Southwestern University v. Hon. Salvador, 179 Phil. 252, 257 (1979).

Belle Corporation vs. Commissioner Internal Revenue; G.R. No. 181298


Republic of the Philippines
SUPREME COURT
Manila
FIRST DIVISION
G.R. No. 181298               March 2, 2011
BELLE CORPORATION, Petitioner,
vs.
COMMISSIONER OF INTERNAL REVENUE, Respondent.
R E S O L U T I O N
DEL CASTILLO, J.:
For Resolution is the Motion for Clarification1 filed by petitioner Belle Corporation. In the Motion, petitioner prays that our Decision dated January 10, 2011 be modified or clarified to indicate petitioner’s entitlement to a tax credit of unutilized excess income tax payments for the taxable year 1997.
In our Decision, we held that Section 76 of the 1997 National Internal Revenue Code (NIRC) and not Section 69 of the old NIRC applies. Section 76 provides that a taxpayer has the option to file a claim for refund or to carry-over its excess income tax payments. The option to carry-over, however, is irrevocable. Thus, once a taxpayer opted to carry-over its excess income tax payments, it can no longer seek refund of the unutilized excess income tax payments. The taxpayer, however, may apply the unutilized excess income tax payments as a tax credit to the succeeding taxable years until such has been fully applied pursuant to Section 76 of the NIRC.
In our Decision, we denied petitioner’s claim for refund because it has earlier opted to carry over its 1997 excess income tax payments by marking the tax credit option box in its 1997 income tax return. We must clarify, however, that while petitioner may no longer file a claim for refund, it properly carried over its 1997 excess income tax payments by applying portions thereof to its 1998 and 1999 Minimum Corporate Income Tax in the amounts ofP25,596,210.00 and P14,185,874.00, respectively. Pursuant to our ruling, petitioner may apply the unutilized excess income tax payments as a tax credit to the succeeding taxable years until fully utilized. Thus, as of the taxable year 1999, petitioner still has an unutilized excess income tax payments of P92,261,444.00 which may be carried over to the succeeding taxable years until fully utilized.
IN VIEW OF THE FOREGOING, it is hereby clarified that although petitioner may no longer file a claim for refund, it may, however, apply the excess income tax payments for the taxable year 1997 as a tax credit to the succeeding taxable years until fully utilized.1avvphi1
SO ORDERED.
MARIANO C. DEL CASTILLO
Associate Justice
WE CONCUR:
RENATO C. CORONA
Chief Justice
Chairperson
PRESBITERO J. VELASCO, JR.
Associate Justice
TERESITA J. LEONARDO-DE CASTRO
Associate Justice
JOSE PORTUGAL PEREZ
Associate Justice
C E R T I F I C A T I O N
Pursuant to Section 13, Article VIII of the Constitution, it is hereby certified that the conclusions in the above Resolution had been reached in consultation before the case was assigned to the writer of the opinion of the Court’s Division.
RENATO C. CORONA
Chief Justice

Footnotes
1 Rollo, pp. 280-286.

Harpoon Marine Services, Inc. et al vs. Francisco; G.R. No. 167751


Republic of the Philippines
SUPREME COURT
Manila
FIRST DIVISION
G.R. No. 167751               March 2, 2011
HARPOON MARINE SERVICES, Inc. and JOSE LIDO T. ROSIT, Petitioners,
vs.
FERNAN H. FRANCISCO, Respondent.
D E C I S I O N
DEL CASTILLO, J.:
Satisfactory evidence of a valid or just cause of dismissal is indispensably required in order to protect a laborer’s right to security of tenure. In the case before us, the employer presented none despite the burden to prove clearly its cause.
This Petition for Review on Certiorari with Prayer for the Issuance of a Temporary Restraining Order and/or a Writ of Preliminary Injunction1 assails the Decision2 dated January 26, 2005 and Resolution3 dated April 12, 2005 of the Court of Appeals (CA) in CA-G.R. SP No. 79630, which affirmed the Decision4 of the National Labor Relations Commission (NLRC) dated March 31, 2003, as well as the NLRC modified Decision5 dated June 30, 2003, declaring petitioners Harpoon Marine Services, Incorporated (Harpoon) and Jose Lido T. Rosit (Rosit) solidarily liable to pay respondent Fernan H. Francisco (respondent) separation pay, backwages and unpaid commissions for illegally dismissing him.
Factual Antecedents
Petitioner Harpoon, a company engaged in ship building and ship repair, with petitioner Rosit as its President and Chief Executive Officer (CEO), originally hired respondent in 1992 as its Yard Supervisor tasked to oversee and supervise all projects of the company. In 1998, respondent left for employment elsewhere but was rehired by petitioner Harpoon and assumed his previous position a year after.
On June 15, 2001, respondent averred that he was unceremoniously dismissed by petitioner Rosit. He was informed that the company could no longer afford his salary and that he would be paid his separation pay and accrued commissions. Respondent nonetheless continued to report for work. A few days later, however, he was barred from entering the company premises. Relying on the promise of petitioner Rosit, respondent went to the office on June 30, 2001 to receive his separation pay and commissions, but petitioner Rosit offered only his separation pay. Respondent refused to accept it and also declined to sign a quitclaim. After several unheeded requests, respondent, through his counsel, sent a demand letter dated September 24, 20016 to petitioners asking for payment of P70,000.00, which represents his commissions for the seven boats7 constructed and repaired by the company under his supervision. In a letter-reply dated September 28, 2001,8 petitioners denied that it owed respondent any commission, asserting that they never entered into any contract or agreement for the payment of commissions. Hence, on October 24, 2001, respondent filed an illegal dismissal complaint praying for the payment of his backwages, separation pay, unpaid commissions, moral and exemplary damages and attorney’s fees.
Petitioners presented a different version of the events and refuted the allegations of respondent. They explained that petitioner Rosit indeed talked to respondent on June 15, 2001 not to dismiss him but only to remind and warn him of his excessive absences and tardiness, as evinced by his Time Card covering the period June 1-15, 2001.9Instead of improving his work behavior, respondent continued to absent himself and sought employment with another company engaged in the same line of business, thus, creating serious damage in the form of unfinished projects. Petitioners denied having terminated respondent as the latter voluntarily abandoned his work after going on Absence Without Official Leave (AWOL) beginning June 22, 2001. Petitioners contended that when respondent’s absences persisted, several memoranda10 informing him of his absences were sent to him by ordinary mail and were duly filed with the Department of Labor and Employment (DOLE) on August 13, 2001. Upon respondent’s continuous and deliberate failure to respond to these memoranda, a Notice of Termination dated July 30, 200111 was later on issued to him.
Respondent, however, denied his alleged tardiness and excessive absences. He claimed that the three-day absence appearing on his time card cannot be considered as habitual absenteeism. He claimed that he incurred those absences because petitioner Rosit, who was hospitalized at those times, ordered them not to report for work until he is discharged from the hospital. In fact, a co-worker, Nestor Solares (Solares), attested that respondent always goes to work and continued to report until June 20, 2001.12 Respondent further denied having received the memoranda that were allegedly mailed to him, asserting that said documents were merely fabricated to cover up and justify petitioners’ act of illegally terminating him on June 15, 2001. Respondent absolved himself of fault for defective works, justifying that he was illegally terminated even before the company projects were completed. Finally, respondent denied petitioners’ asseveration that he abandoned his job without any formal notice in 1998 as he wrote a resignation letter which petitioners received.
As regards the commissions claimed, respondent insisted that in addition to his fixed monthly salary ofP18,200.00, he was paid a commission of P10,000.00 for every ship repaired or constructed by the company. As proof, he presented two check vouchers13 issued by the company showing payment thereof.
Petitioners, on the other hand, contended that respondent was hired as a regular employee with a fixed salary and not as an employee paid on commission basis. The act of giving additional monetary benefit once in a while to employees was a form of recognizing employees’ efforts and cannot in any way be interpreted as commissions. Petitioners then clarified that the word "commission" as appearing in the check vouchers refer to "additional money" that employees receive as differentiated from the usual "vale" and is written for accounting and auditing purposes only.
Ruling of the Labor Arbiter
On May 17, 2002, the Labor Arbiter rendered a Decision14 holding that respondent was validly dismissed due to his unjustified absences and tardiness and that due process was observed when he was duly served with several memoranda relative to the cause of his dismissal. The Labor Arbiter also found respondent entitled to the payment of commissions by giving credence to the check vouchers presented by respondent as well as attorney’s fees for withholding the payment of commissions pursuant to Article 111 of the Labor Code. The dispositive portion of the Labor Arbiter’s Decision reads:
WHEREFORE, premises considered, judgment is hereby rendered finding the dismissal of complainant Fernan H. Francisco legal; ordering respondents Harpoon Marine Services Inc., and Jose Lido T. Rosit, to pay complainant his commission in the sum of PHP70,000.00; as well as attorney’s fees of ten percent (10%) thereof; and dismissing all other claims for lack of merit.
SO ORDERED.15
Proceedings before the National Labor Relations Commission
Both parties appealed to the NLRC. Petitioners alleged that the Labor Arbiter erred in ruling that respondent is entitled to the payment of commissions and attorney’s fees. They questioned the authenticity of the check vouchers for being photocopies bearing only initials of a person who remained unidentified. Also, according to petitioners, the vouchers did not prove that commissions were given regularly as to warrant respondent’s entitlement thereto.16
Respondent, on the other hand, maintained that his dismissal was illegal because there is no sufficient evidence on record of his alleged gross absenteeism and tardiness. He likewise imputed bad faith on the part of petitioners for concocting the memoranda for the purpose of providing a semblance of compliance with due process requirements.17
In its Decision dated March 31, 2003,18 the NLRC affirmed the Labor
Arbiter’s award of commissions in favor of respondent for failure of petitioners to refute the validity of his claim. The NLRC, however, deleted the award of attorney’s fees for lack of evidence showing petitioners’ bad faith in terminating respondent.
As the NLRC only resolved petitioners’ appeal, respondent moved before the NLRC to resolve his appeal of the Labor Arbiter’s Decision.19 For their part, petitioners filed a Verified Motion for Reconsideration20 reiterating that there was patent error in admitting, as valid evidence, photocopies of the check vouchers without substantial proof that they are genuine copies of the originals.
The NLRC, in its Decision dated June 30, 2003,21 modified its previous ruling and held that respondent’s dismissal was illegal. According to the NLRC, the only evidence presented by the petitioners to prove respondent’s habitual absenteeism and tardiness is his time card for the period covering June 1-15, 2001. However, said time card reveals that respondent incurred only three absences for the said period, which cannot be considered as gross and habitual. With regard to the award of commissions, the NLRC affirmed the Labor Arbiter because of petitioners’ failure to question the authenticity of the check vouchers in the first instance before the Labor Arbiter. It, nevertheless, sustained the deletion of the award of attorney’s fees in the absence of proof that petitioners acted in bad faith. Thus, for being illegally dismissed, the NLRC granted respondent backwages and separation pay in addition to the commissions, as contained in the dispositive portion of its Decision, as follows:
WHEREFORE, the decision dated 31 March 2003 is further MODIFIED. Respondents are found to have illegally dismissed complainant Fernan H. Francisco and are ordered to pay him the following:
1. Backwages = P218,066.33
(15 June 2001 – 17 May 2002)
a) Salary – P18,200.00 x 11.06 months = P201,292.00
b) 13th month pay: P201,292.00/12 = 16,774.33
----------------
2. Separation Pay of one month salary for
every year of service
(October 1999 – 17 May 2002)
P18,200.00 x 3 yrs. = 54,600.00
3. Commission = 70,000.00
TOTAL P342,666.33
The Motion for Reconsideration filed by complainant and respondents are hereby DISMISSED for lack of merit.
SO ORDERED.22
Ruling of the Court of Appeals
Petitioners filed a petition for certiorari23 with the CA, which on January 26, 2005, affirmed the findings and conclusions of the NLRC. The CA agreed with the NLRC in not giving any probative weight to the memoranda since there is no proof that the same were sent to respondent. It also upheld respondent’s right to the payment of commissions on the basis of the check vouchers and declared petitioners solidarily liable for respondent’s backwages, separation pay and accrued commissions.
Petitioners moved for reconsideration which was denied by the CA. Hence, this petition.
Issues
WHETHER The Court of Appeals committed error in rendering its Decision and its Resolution dismissing and denying the Petition for Certiorari a quo when it failed to rectify and correct the findings and conclusions of the NLRC (and of the Labor Arbiter a quo), which were arrived at with grave abuse of discretion amounting to lack or excess of jurisdiction. In particular:
I
WHETHER THE COURT OF APPEALS ERRED WHEN IT FAILED TO REVERSE THE FINDINGS OF THE NLRC AND OF THE LABOR ARBITER A QUO BECAUSE THESE FINDINGS ARE NOT SUPPORTED BY SUBSTANTIAL EVIDENCE[;] ARE CONFLICTING AND CONTRADICTORY; GROUNDED UPON SPECULATION, CONJECTURES, AND ASSUMPTIONS; [AND] ARE MERE CONCLUSIONS FOUNDED UPON A MISAPPREHENSION OF FACTS, AMONG OTHERS.
II
WHETHER THE COURT OF APPEALS ERRED WHEN IT RULED THAT THERE WAS AN ILLEGAL DISMISSAL IN THE SEPARATION FROM EMPLOYMENT OF FERNAN H. FRANCISCO NOTWITHSTANDING THE FACT THAT HE WAS HABITUALLY ABSENT, SUBSEQUENTLY WENT ON AWOL, AND HAD ABANDONED HIS WORK AND CORRELATIVELY, WHETHER HE IS ENTITLED TO BACKWAGES AND SEPARATION PAY.
III
WHETHER THE COURT OF APPEALS ERRED WHEN IT RULED THAT FERNAN H. FRANCISCO IS ENTITLED TO COMMISSIONS IN THE AMOUNT OF P70,000 EVEN THOUGH NO SUBSTANTIAL EVIDENCE WAS SHOWN TO SUPPORT THE CLAIM.
IV
WHETHER THE COURT OF APPEALS ERRED WHEN IT RULED THAT THERE WAS BAD FAITH ON THE PART OF PETITIONER ROSIT EVEN THOUGH NO SUBSTANTIAL EVIDENCE WAS PRESENTED TO PROVE THIS AND CORRELATIVELY, WHETHER PETITIONER ROSIT CAN BE HELD SOLIDARILY LIABLE WITH PETITIONER HARPOON.24
Petitioners submit that there was no basis for the CA to rule that respondent was illegally dismissed since more than sufficient proof was adduced to show his habitual absenteeism and abandonment of work as when he further incurred additional absences after June 15, 2001 and subsequently went on AWOL; when he completely ignored all the notices/memoranda sent to him; when he never demanded for reinstatement in his September 24, 2001 demand letter, complaint and position paper before the Labor Arbiter; when it took him four months before filing an illegal dismissal complaint; and when he was later found to have been working for another company.
Petitioners also question the veracity of the documents presented by respondent to prove his entitlement to commissions, to wit: the two check vouchers25 and the purported list26 of vessels allegedly constructed and repaired by the company. Petitioners insist that the check vouchers neither prove that commissions were paid on account of a repair or construction of a vessel nor were admissible to prove that a regular commission is given for every vessel that is constructed/repaired by the company under respondent’s supervision. The list of the vessels, on the other hand, cannot be used as basis in arriving at the amount of commissions due because it is self-serving, unsigned, unverified and merely enumerates a list of names of vessels which does not prove anything. Therefore, the award of commissions was based on unsupported assertions of respondent.
Petitioners also insist that petitioner Rosit, being an officer of the company, has a personality distinct from that of petitioner Harpoon and that no proof was adduced to show that he acted with malice or bad faith hence no liability, solidary or otherwise, should be imposed on him.
Our Ruling
The petition is partly meritorious.
Respondent was illegally dismissed for failure of petitioners to prove the existence of a just cause for his dismissal.
Petitioners reiterate that respondent was a habitual absentee as indubitably shown by his time card for the period covering June 1-15, 2001,27 payroll28 for the same period as well as the memoranda29 enumerating his absences subsequent to
June 15, 2001.
Respondent belies these claims and explained that his absence for three days as reflected in the time card was due to petitioner Rosit’s prohibition for them to report for work owing to the latter’s hospitalization. He claims that he was illegally terminated on June 15, 2001 and was subsequently prevented from entering company premises. In defense, petitioners deny terminating respondent on June 15, 2001, maintaining that petitioner Rosit merely reminded him of his numerous absences. However, in defiance of the company’s order, respondent continued to absent himself, went on AWOL and abandoned his work.
We find no merit in petitioners’ contention that respondent incurred unexplained and habitual absences and tardiness. A scrutiny of the time card and payroll discloses that respondent incurred only three days of absence and no record of tardiness. As aptly held by the NLRC, the time card and payroll presented by petitioners do not show gross and habitual absenteeism and tardiness especially since respondent’s explanation of his three-day absence was not denied by petitioners at the first instance before the Labor Arbiter. No other evidence was presented to show the alleged absences and tardiness. On the other hand, Solares, a co-worker of respondent has stated under oath that, as their supervisor, respondent was diligent in reporting for work until June 20, 2001 when they heard the news concerning respondent’s termination from his job.
Likewise, we are not persuaded with petitioners’ claim that respondent incurred additional absences, went on AWOL and abandoned his work. It is worthy to note at this point that petitioners never denied having offered respondent his separation pay. In fact, in their letter-reply dated September 28, 2001,30 petitioners intimated that respondent may pick up the amount of P27,584.37 any time he wants, which amount represents his separation and 13th month pays. Oddly, petitioners deemed it fit to give respondent his separation pay despite their assertion that there is just cause for his dismissal on the ground of habitual absences. This inconsistent stand of petitioners bolsters the fact that they wanted to terminate respondent, thus giving more credence to respondent’s protestation that he was barred and prevented from reporting for work.
Jurisprudence provides for two essential requirements for abandonment of work to exist. The "failure to report for work or absence without valid or justifiable reason" and "clear intention to sever the employer-employee relationship x x x manifested by some overt acts" should both concur.31 Further, the employee’s deliberate and unjustified refusal to resume his employment without any intention of returning should be established and proven by the employer.32
Petitioners failed to prove that it was respondent who voluntarily refused to report back for work by his defiance and refusal to accept the memoranda and the notices of absences sent to him. The CA correctly ruled that petitioners failed to present evidence that they sent these notices to respondent’s last known address for the purpose of warning him that his continued failure to report would be construed as abandonment of work. The affidavit of petitioner Harpoon’s liaison officer that the memoranda/notices were duly sent to respondent is insufficient and self-serving. Despite being stamped as received, the memoranda do not bear any signature of respondent to indicate that he actually received the same. There was no proof on how these notices were given to respondent. Neither was there any other cogent evidence that these were properly received by respondent.
The fact that respondent never prayed for reinstatement and has sought employment in another company which is a competitor of petitioner Harpoon cannot be construed as his overt acts of abandoning employment. Neither can the delay of four months be taken as an indication that the respondent’s filing of a complaint for illegal dismissal is a mere afterthought. Records show that respondent first attempted to get his separation pay and alleged commissions from the company. It was only after his requests went unheeded that he resorted to judicial recourse.
In fine, both the NLRC and the CA did not commit manifest error in finding that there was illegal dismissal. The award of backwages and separation pay in favor of respondent is therefore proper.
Respondent is not entitled to the payment of commissions since the check vouchers and purported list of vessels show vagueness as to sufficiently prove the claim.
The Labor Arbiter, the NLRC and the CA unanimously held that respondent is entitled to his accrued commissions in the amount of P10,000.00 for every vessel repaired/constructed by the company or the total amount ofP70,000.00 for the seven vessels repaired/constructed under his supervision.lawphi1
The Court, however, is inclined to rule otherwise. Examination of the check vouchers presented by respondent reveals that an amount of P30,000.00 and P10,000.00 alleged as commissions were paid to respondent on June 9, 2000 and September 28, 2000, respectively. Although the veracity and genuineness of these documents were not effectively disputed by petitioners, nothing in them provides that commissions were paid to respondent on account of a repair or construction of a vessel. It cannot also be deduced from said documents for what or for how many vessels the amounts stated therein are for. In other words, the check vouchers contain very scant details and can hardly be considered as sufficient and substantial evidence to conclude that respondent is entitled to a commission of P10,000.00 for every vessel repaired or constructed by the company. At most, these vouchers only showed that respondent was paid on two occasions but were silent as to the specific purpose of payment. The list of vessels supposedly repaired/constructed by the company neither validates respondent’s monetary claim as it merely contains an enumeration of 17 names of vessels and nothing more. No particulars, notation or any clear indication can be found on the list that the repair or complete construction of seven of the seventeen boats listed therein was supervised or managed by respondent. Worse, the list is written only on a piece of paper and not on petitioners’ official stationery and is unverified and unsigned. Verily, its patent vagueness makes it unworthy of any credence to be used as basis for awarding respondent compensations as alleged commissions. Aside from these documents, no other competent evidence was presented by respondent to determine the value of what is properly due him, much less his entitlement to a commission. Respondent’s claim cannot be based on allegations and unsubstantiated assertions without any competent document to support it. Certainly, the award of commissions in favor of respondent in the amount of P70,000.00 should not be allowed as the claim is founded on mere inferences, speculations and presumptions.
Rosit could not be held solidarily liable with Harpoon for lack of substantial evidence of bad faith and malice on his part in terminating respondent.
Although we find no error on the part of the NLRC and the CA in declaring the dismissal of respondent illegal, we, however, are not in accord with the ruling that petitioner Rosit should be held solidarily liable with petitioner Harpoon for the payment of respondent’s backwages and separation pay.
As held in the case of MAM Realty Development Corporation v. National Labor Relations Commission,33"obligations incurred by [corporate officers], acting as such corporate agents, are not theirs but the direct accountabilities of the corporation they represent."34 As such, they should not be generally held jointly and solidarily liable with the corporation. The Court, however, cited circumstances when solidary liabilities may be imposed, as exceptions:
1. When directors and trustees or, in appropriate cases, the officers of a corporation –
(a) vote for or assent to [patently] unlawful acts of the corporation;
(b) act in bad faith or with gross negligence in directing the corporate affairs;
(c) are guilty of conflict of interest to the prejudice of the corporation, its stockholders or members, and other persons.
2. When the director or officer has consented to the issuance of watered stock or who, having knowledge thereof, did not forthwith file with the corporate secretary his written objection thereto.
3. When a director, trustee or officer has contractually agreed or stipulated to hold himself personally and solidarily liable with the corporation.
4. When a director, trustee or officer is made, by specific provision of law, personally liable for his corporate action.35
The general rule is grounded on the theory that a corporation has a legal personality separate and distinct from the persons comprising it.36 To warrant the piercing of the veil of corporate fiction, the officer’s bad faith or wrongdoing "must be established clearly and convincingly" as "[b]ad faith is never presumed."37
In the case at bench, the CA’s basis for petitioner Rosit’s liability was that he acted in bad faith when he approached respondent and told him that the company could no longer afford his salary and that he will be paid instead his separation pay and accrued commissions. This finding, however, could not substantially justify the holding of any personal liability against petitioner Rosit. The records are bereft of any other satisfactory evidence that petitioner Rosit acted in bad faith with gross or inexcusable negligence, or that he acted outside the scope of his authority as company president. Indeed, petitioner Rosit informed respondent that the company wishes to terminate his services since it could no longer afford his salary. Moreover, the promise of separation pay, according to petitioners, was out of goodwill and magnanimity. At the most, petitioner Rosit’s actuations only show the illegality of the manner of effecting respondent’s termination from service due to absence of just or valid cause and non-observance of procedural due process but do not point to any malice or bad faith on his part. Besides, good faith is still presumed. In addition, liability only attaches if the officer has assented to patently unlawful acts of the corporation.
Thus, it was error for the CA to hold petitioner Rosit solidarily liable with petitioner Harpoon for illegally dismissing respondent.
WHEREFORE, the petition is PARTLY GRANTED. The Decision dated January 26, 2005 and Resolution dated April 12, 2005 of the Court of Appeals in CA-G.R. SP No. 79630 finding respondent Fernan H. Francisco to have been illegally dismissed and awarding him backwages and separation pay are AFFIRMED. The award of commissions in his favor is, however, DELETED. Petitioner Jose Lido T. Rosit is ABSOLVED from the liability adjudged against co-petitioner Harpoon Marine Services, Incorporated.
SO ORDERED.
MARIANO C. DEL CASTILLO
Associate Justice
WE CONCUR:
RENATO C. CORONA
Chief Justice
Chairperson
PRESBITERO J. VELASCO, JR.
Associate Justice
TERESITA J. LEONARDO-DE CASTRO
Associate Justice
JOSE PORTUGAL PEREZ
Associate Justice
C E R T I F I C A T I O N
Pursuant to Section 13, Article VIII of the Constitution, it is hereby certified that the conclusions in the above Decision had been reached in consultation before the case was assigned to the writer of the opinion of the Court’s Division.
RENATO C. CORONA
Chief Justice

Footnotes
1 Rollo, pp. 52-165.
2 Annex "A" of the Petition, id. at 166-178; penned by Associate Justice Renato C. Dacudao and concurred in by Associate Justices Edgardo F. Sundiam and Japar B. Dimaampao.
3 Annex "B" of the Petition, id. at 180.
4 Annex "C" of the Petition, id. at 182-185; penned by Presiding Commissioner Lourdes C. Javier and concurred in by Commissioner Tito F. Genilo.
5 Annex "D" of the Petition, id. at 187-193; penned by Presiding Commissioner Lourdes C. Javier and concurred in by Commissioners Ernesto C. Verceles and Tito F. Genilo.
6 Annex "A" of respondent’s position paper before the Labor Arbiter, CA rollo, p.109.
7 See Annex "C", id. at 111.
8 Annex "B," id. at 110.
9 Annex "1" of petitioners’ reply to respondent’s position paper, id. at 99.
10 Annexes "1", "2" and "3" of petitioners’ position paper before the Labor Arbiter, id. at 85-87.
11 Annex "4," id. at 88.
12 See Nestor Solares’ Sinumpaang Salaysay, Annex "A" of respondent’s reply, id. at 117.
13 Check Vouchers dated June 9, 2000 and September 28, 2000, Annexes "B" and "C," respectively, id. at 118-119.
14 Annex "E" of the Petition, rollo, pp. 195-206; penned by Labor Arbiter Natividad M. Roma.
15 Id. at 205-206.
16 See Petitioners’ Appeal-Memorandum, CA rollo, pp. 126-134.
17 See Respondent’s Memorandum on Appeal; id. at 139-148.
18 Annex "C" of the Petition, rollo, pp. 182-185.
19 See Respondent’s Motion for Reconsideration and Motion to Resolve Complainant’s Appeal of the Labor Arbiter’s Decision Dated June 2, 2002, CA rollo, pp. 62-65.
20 Id. at 57-61.
21 Annex "D" of the Petition, rollo, pp. 187-193.
22 Id. at 191-192.
23 Annex "F" of the Petition, id. at 207-249.
24 Id. at 87-89.
25 Supra note 13.
26 Supra note 7.
27 Supra note 9.
28 Annex "7" of Petitioners’ Position Paper before the Labor Arbiter, CA rollo, p. 91.
29 Supra note 10.
30 Supra note 8.
31 Henlin Panay Company v. National Labor Relations Commission, G.R. No. 180718, October 23, 2009, 604 SCRA 362, 369.
32 Samarca v. Arc-Men Industries, Inc., 459 Phil. 506, 515 (2003).
33 314 Phil. 838 (1995).
34 Id. at 844.
35 Id. at 844-845.
36 Petron Corporation v. National Labor Relations Commissions, G.R. No. 154532, October 27, 2006, 505 SCRA 596, 613.
37 Carag v. National Labor Relations Commission, G.R. No. 147590, April 2, 2007, 520 SCRA 28, 49.